Location
toronto, on, Canada
Posted
June 18, 2026
Job Description
Become a key player at RBC as a Compliance Surveillance Director in Wealth Management. This full-time position in Toronto emphasizes regulatory compliance, risk identification, and team leadership.
You will be responsible for guiding the surveillance program to meet CIRO Rules and RBC regulations in Wealth Management. Oversee Tier 2 reviews, identify risk areas, and implement proactive compliance measures. Collaborating with IT, you’ll ensure that systems meet all necessary Compliance requirements, fostering an efficient surveillance environment.
Key Responsibilities: • Lead the Wealth Management surveillance compliance program • Conduct thorough Tier 2 reviews and monitoring • Analyze risk trends and propose corrective action plans • Update and develop surveillance policies • Communicate periodic updates on compliance issues
Requirements: • 5-7 years experience in financial compliance or regulation • 2 years of management experience required • Strong knowled...
You will be responsible for guiding the surveillance program to meet CIRO Rules and RBC regulations in Wealth Management. Oversee Tier 2 reviews, identify risk areas, and implement proactive compliance measures. Collaborating with IT, you’ll ensure that systems meet all necessary Compliance requirements, fostering an efficient surveillance environment.
Key Responsibilities: • Lead the Wealth Management surveillance compliance program • Conduct thorough Tier 2 reviews and monitoring • Analyze risk trends and propose corrective action plans • Update and develop surveillance policies • Communicate periodic updates on compliance issues
Requirements: • 5-7 years experience in financial compliance or regulation • 2 years of management experience required • Strong knowled...