SEC Audit Manager - Regulator

Regal Executive Search

Full-time Financial Specialists
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Location
Denver, Colorado, United States
Posted
June 29, 2026

Job Description


SEC Audit Manager / Regulator

 

Overseeing the audits of public companies and SEC-registered brokers and dealers in order to protect investors and further the public interest in the preparation of informative, accurate, and independent audit reports.

 

Job Description

 

As an SEC Audit Manager / Regulator you will have the opportunity to use your skills and experience in auditing to participate in a rigorous program of inspections of registered public accounting firms including:

 
  • Inspecting portions of audit workpapers to assess the degree of compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange Commission, and professional standards in connection with the performance of audits, issuance of reports, and related matters involving issuers;
  • Assessing the firms' quality control structures and the related impact these structures have on aud...

    • Job Details

    • Job Type
      Full-time
    • Category
      Financial Specialists
    • Date Posted
      June 29, 2026
    • Application Deadline
      August 08, 2026