Registered Funds Mid-Level Associate

Page Executive

FULL_TIME Financial Specialists
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Location
Lincoln, England, United Kingdom
Posted
June 29, 2026

Job Description

Job Description

  • Provide legal counsel on matters related to investment management and regulatory compliance.
  • Draft, review, and negotiate agreements, disclosures, and other legal documents.
  • Advise on SEC, FINRA, and other regulatory requirements impacting the investment management industry.
  • Collaborate with internal teams and external stakeholders to ensure compliance with industry standards.
  • Support business development by identifying and mitigating legal risks in new initiatives.
  • Stay updated on changes in laws and regulations affecting the professional services industry.
  • Assist in managing disputes and litigation related to investment management operations.
  • Provide training and guidance on compliance and legal best practices.