Managed Accounts Supervisor

Full-time Operations Specialties Managers

Job Description

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About the role:

Reporting to the Director, Wealth Oversight Programs within the Business Governance and Controls function (BG&C), Managed Accounts Supervisor will:

Be registered with CIRO to supervise the activities of Portfolio Managers and managed accounts

Lead a team of Account Opening Branch Managers with Sun Life Canada Securities Inc (SLCSI)

Act as the first point of escalation for Corporate Branch Managers

You will be accountable for running a robust managed account supervision program for Sun Life Canada’s investment dealer. You will partner closely with internal partners including operations, the product team and Tier 2 compliance to ensure that our oversight and supervision programs meet regulatory requirements and expectations. You will also play a key role in supporting change within the organization as the Canadian Investment Regulatory Organization (CIRO) rules and requirements evolve.

 You...