Field Supervisor - Securities Compliance & Operations

Principal Global Services (Philippines) LLC

Full-time Finance
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Location
taguig, metro manila, Philippines
Posted
July 27, 2026

Job Description

Principal Global Services (Philippines) LLC is seeking a qualified candidate to review transactions and ensure compliance with relevant regulations. The role requires strong knowledge of securities products and the ability to work independently in a fast-paced environment.

Applicants must hold FINRA Series 7 and Series 24 licenses, possess a bachelor's degree or equivalent experience, and have at least two years in the financial services industry.

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