Execution Regulatory & Operational Risk Analyst (Santiago de Querétaro)

Full-time Other-General

Overview

Execution Regulatory & Operational Risk Analyst

Country: Mexico

Responsibilities

• Oversight the teams managed to ensure that the Operations/transactions/alerts monitoring and controls performance of different geographies of SCIB
• Ensure all FCOPs and CE alerts reviews are tracked, recorded, and stored in line with internal policy, operational procedures and records management requirements.
• Ensure timely, efficient escalation of possible suspicious activities to the appropriated AML and Compliance Integral/Local level.
• Escalate any queries regarding a potential sanctions link or heightened areas of FC risk outside of the FCOPS&CE; process (i.e., CDD) to General CLM Manager and/or FCOPs Director as a first point of escalation.
• Timely execution of instructions received from AML Compliance Officers or regulators.
• Ensure the quality of the process performed for the different teams following the FCOPs and...