Location
Leeds, West Yorkshire, United Kingdom
Posted
July 26, 2026
Job Description
Description
Location: Home-based or Harrogate, North Yorkshire - remote working options avaiable
Department: Risk & Compliance
Working Style: Flexible working options available
To ensure that appointed representatives (ARs) and registered individuals within the network operate in full compliance with FCA regulations and Benchmark’s internal procedures. This includes oversight, coaching, training, and monitoring to promote good client outcomes and uphold Consumer Duty principles.
What you'll do
Compliance Oversight
Supervise a span of control of ~40 Registered Individuals.
Monitor AR firms remotely and on-site, providing coaching and mentoring.
Liaise with senior management on regulatory matters.
Support FCA information requests and notifications.
Compliance Monitoring
Conduct risk-based file reviews and KPI assessments.
Identify and report adverse trends or risks.
Test product knowledge and selling pract...
Location: Home-based or Harrogate, North Yorkshire - remote working options avaiable
Department: Risk & Compliance
Working Style: Flexible working options available
To ensure that appointed representatives (ARs) and registered individuals within the network operate in full compliance with FCA regulations and Benchmark’s internal procedures. This includes oversight, coaching, training, and monitoring to promote good client outcomes and uphold Consumer Duty principles.
What you'll do
Compliance Oversight
Supervise a span of control of ~40 Registered Individuals.
Monitor AR firms remotely and on-site, providing coaching and mentoring.
Liaise with senior management on regulatory matters.
Support FCA information requests and notifications.
Compliance Monitoring
Conduct risk-based file reviews and KPI assessments.
Identify and report adverse trends or risks.
Test product knowledge and selling pract...