Job Description
Position Responsibilities:
Independently review and manage moderately complex or higher‑risk sales, marketing, and other communications materials across institutional and retail distribution channels.
Perform end‑to‑end ownership of assigned reviews, from intake through resolution.
Carry out essential compliance monitoring activities, including social media monitoring, web sweeps, inventory audits, and periodic assurance activities.
Apply independent judgment within established policies and escalate novel, ambiguous, or disputed matters as appropriate.
Provide day-to-day guidance and informal coaching to Compliance Analysts on review approaches and standards.
Support the implementation and maintenance of review standards, controls, and documentation.
Identify trends, recurring issues, or process gaps and communicate observations to the Specialist or manager.
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