An important wealth management firm in Zurich is seeking a Compliance Officer to support client onboarding, regulatory compliance, AML monitoring, and risk management within a dynamic UHNW-focused environment.
Responsibilities
Manage client onboarding processes, including due diligence reviews and periodic KYC refreshes Perform and monitor AML, KYC, and client due diligence activities throughout the client lifecycle Design, implement, and update compliance policies, procedures, and internal controls in line with applicable regulations Provide compliance advice and day-to-day regulatory guidance to management and business teams Conduct transaction monitoring and investigate potential AML-related risks and alerts Organize and deliver staff training on compliance topics, including AML, FinSA, FinIA, market conduct, and cross-border regulations Support compliance-related projects and contribute t...