Location
beach road, central area, Singapore
Posted
July 09, 2026
Job Description
About the Role
We are seeking an experienced Compliance Officer to oversee the regulatory compliance framework of a MAS-regulated capital markets services business focused on OTC derivatives and leveraged foreign exchange trading. You will be responsible for ensuring compliance with MAS regulations, managing regulatory engagement, and supporting a strong culture of governance, risk management, and compliance across the organisation.
Key Responsibilities
- Ensure ongoing compliance with the Securities and Futures Act ('SFA'), MAS Notices and Guidelines, AML/CFT regulations, and other applicable regulatory requirements.
- Develop and execute the compliance monitoring programme, including reviews relating to onboarding, marketing materials, trading conduct, disclosures, and conflicts management.
- Draft, review, and maintain compliance policies, procedures, and governance frameworks to ensure alignment with MAS...