Location
birmingham, england, United-Kingdom
Posted
June 30, 2026
Job Description
MERJE is partnering with a growing Independent Financial Advice firm that is looking to appoint a Compliance Manager to support the business through its next phase of growth.
This is an excellent opportunity for an experienced IFA Compliance professional who enjoys working closely with advisers and senior management, whilst playing a key role in maintaining regulatory standards and supporting business development initiatives.
The successful candidate will join a well-established advice business with ambitious growth plans and a strong client-centric culture.
Key Responsibilities
- Monitor and ensure adherence to FCA regulations and internal policies.
- Conduct compliance monitoring reviews, audits, file checks, and risk assessments.
- Manage and support the Training & Competence framework, including FIT assessments.
- Handle complaints, investigations, and regulatory reporting requirements.
- Develop, review, a...