Compliance Analyst Specializing in Client Onboarding
Community Trust Company
Full-time
Management & Operations
Location
toronto, on, Canada
Posted
July 09, 2026
Job Description
Enhance client onboarding processes with Questrade Financial Group as a Compliance Analyst. Provide essential support while working in a hybrid environment focused on customer satisfaction.
In this role, you will ensure seamless processing of client account requests while maintaining compliance with IIROC/FINTRAC regulations. Your proactive approach and exceptional attention to detail will help strengthen Questrade’s customer experience, influencing long-term client relationships positively.
Key Responsibilities:
• Review new client applications for compliance approvals
• Conduct KYC and due diligence on accounts
• Resolve onboarding issues in collaboration with sales teams
• Monitor regulatory updates affecting client onboarding
• Communicate effectively with various business units
Requirements:
• 2+ years of experience in a CIRO-regulated environment
• Superior MS Excel skills and computer proficiency
In this role, you will ensure seamless processing of client account requests while maintaining compliance with IIROC/FINTRAC regulations. Your proactive approach and exceptional attention to detail will help strengthen Questrade’s customer experience, influencing long-term client relationships positively.
Key Responsibilities:
• Review new client applications for compliance approvals
• Conduct KYC and due diligence on accounts
• Resolve onboarding issues in collaboration with sales teams
• Monitor regulatory updates affecting client onboarding
• Communicate effectively with various business units
Requirements:
• 2+ years of experience in a CIRO-regulated environment
• Superior MS Excel skills and computer proficiency