Job Description
Ensure compliance with applicable laws, rules, and regulations, including IFSCA, SEBI, Companies Act and other regulatory guidelines.
Prepare and maintain regulatory filings, reports, certifications, and statutory documentation.
Monitor regulatory circulars and updates, and implement required compliance changes.
Maintain compliance manuals, SOPs, checklists, and documentation processes.
Support internal audits, reviews, and compliance testing.
Assist in investor onboarding, KYC/AML verification, and record maintenance.
Liaise with regulators, auditors, legal advisors, and external bodies.
Conduct periodic compliance reviews, gap analysis, and risk assessments.
Support operational teams in maintaining compliance with policies and standards.
Provide com...